Integrity Capital Wealth Management is headquartered in Rogers, AR and serves individuals and families across Northwest Arkansas and beyond. The questions below address common topics around financial planning and working with a financial advisor.

• 1. What services do you provide?

  As a financial advisor based in Rogers, Arkansas, we provide comprehensive wealth management and financial planning services to clients in Northwest Arkansas and nationwide. Our services include retirement planning, investment management, tax-aware strategies, and risk management. We also coordinate with CPAs and attorneys to help ensure your financial strategy is aligned and comprehensive.

• 2. Are you a fiduciary?

  Yes. When providing advisory services, we operate under a fiduciary duty, meaning we are legally obligated to act in your best interest. Advisory services are offered through the Mariner Independent Advisory Network platform. Certain services may also be offered through a broker-dealer relationship with LPL Financial, and the capacity in which we act is always clearly disclosed.

• 3. How are you compensated?

  Most clients pay an asset-based fee for ongoing investment management and financial planning. Depending on the engagement, fixed or project-based fees may also be available. All compensation details are fully disclosed in our Form ADV, and any commissions or third-party compensation are disclosed in advance.

• 4. Do you offer proprietary products?

  No. We do not offer proprietary investment products. As an independent financial planner serving Northwest Arkansas and clients across the country, we evaluate a broad range of solutions based on suitability and your best interest. Transparency regarding compensation and potential conflicts is central to our process.

• 5. What is your investment philosophy?

  Our investment philosophy is long-term, disciplined, and planning-driven. We build diversified portfolios aligned with your goals, time horizon, and risk tolerance. We emphasize cost awareness, tax efficiency, and evidence-based investing rather than market timing or speculation.

• 6. Where will my assets be held?

  Client assets are held with independent, qualified custodians to provide transparency and confidence. You receive statements directly from the custodian in addition to performance reporting from our firm. We primarily utilize LPL Financial and Fidelity Investments for custodial services.

• 7. How often will we meet?

  Most clients meet with us at least annually, with many choosing semi-annual or quarterly reviews. As a wealth management firm serving Rogers, Arkansas and beyond, we offer both in-person and virtual meetings. We encourage ongoing communication whenever life or financial circumstances change.

• 8. Who do you typically work with?

  We work with individuals, families, business owners, and retirees who value proactive planning and a long-term advisory relationship. While we are located in Rogers and serve many families in Northwest Arkansas, we also work with clients throughout the United States. Our process begins with understanding your goals before making recommendations.

Investing involves risk, including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.